A native Charlottean, Scott has witnessed the monumental changes that have occurred with the city’s growth. He also watched both of his grandfathers build successful, family-owned companies and saw first-hand the impact of a sound financial plan. Wanting to help others prepare for their future, Scott launched his financial advising practice in 1992. He believes each client should have a comprehensive plan that allows them to achieve their goals and provides financial security.

“Planning for your future properly - it doesn’t just affect you, or your retirement. I want to help each client secure the financial plan that best suits their goals, ensuring they are able to benefit from their hard work and dedication throughout their career.”

A CERTIFIED FINANCIAL PLANNER™ professional, Scott prides himself in his tactful, analytical approach and his team’s commitment to provide outstanding service to each client. With his years of financial planning expertise, Scott has an extensive network of specialists in the areas of tax, legal and investment planning.

Awards and Recognition

• Million Dollar Round Table – Top of the Table Qualifier 2021-2024
• Million Dollar Round Table Qualifying Member 1999-2007
• Million Dollar Round Table Qualifying/Life Member 2008-2023
• Million Dollar Round Table - Top of Table Qualifier 2021-2023
• Forbes - Top Financial Security Professionals Best-In-State 2022, 2023, 2024

Personal

Growing up in the Charlotte area, Scott was an avid tennis player. Because of his commitment to the sport and a highly supportive family, he was afforded the opportunity to attend the University of Alabama and be a member of a top-ranked team. After moving back to his hometown, he married his wife, Sarah. Happily married for over 25 years, they have two children: a son, Sam, and a daughter, Kate.

“I always try to practice what I preach, for the sake of my wife, our children and our clients. I take pride in my work and am eternally grateful that I get to provide for my family by serving my valued clients.”

When not spending time with his family, Scott is very involved in a variety of organizations throughout the community. He is a graduate of Leadership Charlotte, a program created to cultivate leaders within the Charlotte community through volunteerism, community service and business relationships and is now a member of the board. He is a Qualifying and Life Member of the Million Dollar Round Table and Past President of the Charlotte Estate Planning Council. Scott is also an active member of the Financial Planning Association, Society of Financial Service Professionals, Finseca and the National Association of Insurance and Financial Advisors. Never straying far from the sport he loves most, Scott is a member of the board for the Charlotte Pro League.

After graduating from UNC-Chapel Hill in 1981 with a Bachelor of Science degree in business administration, Rick worked in commercial banking for just over four years. Rick began his Northwestern Mutual career in February 1986, and has loved every minute of it!

A career in financial planning appealed to Rick due to the ability to build and maintain a clientele of people that he enjoys being around. One of Rick’s favorite things is working with folks who become long-term friends.

Rick’s pledge to his clients is to always recommend to them what he would do for himself if given the same set of circumstances.

Awards and Recognition

• Million Dollar Round Table Qualifying Member (1998-2004)
• National Quality Award (1990-2002, 2004, 2006)

Personal

Rick grew up in Durham but has lived in Charlotte since 1984. He married his wife Sophie in 1989. Together they have two married children - a son, Jordan, and a daughter, Sumner.

Having over 26 years in the Insurance Industry, Sherrie attended UNC-Charlotte and holds a degree in business marketing. Working with the FA Wealth Advisors team, she is the Practice Manager, handling all aspects of customer service, from implementation to maintenance for all clients. Sherrie has her Registered Paraplanner designation, as well her 6 and 63 security registrations. She enjoys the customer interaction that her job brings and is able to find solutions to all client needs, working in both insurance and investment products. When not at work, she enjoys traveling, cooking and attending sporting events and Broadway shows with her husband, Geoff. Together, the two have an adult daughter, Taylor, who is a nurse.

Connor joined Fligel Financial Services in July of 2023 after graduating from Western Carolina. At Western Carolina, Connor earned his degree in finance with a concentration in financial planning. Connor has a wide range of responsibilities including creating client proposals, assisting in client meetings and many other roles within client service and management. Connor's favorite part of financial planning is working with people with different backgrounds and helping them achieve their financial goals as efficiently as possible. Connor holds his Life and Health insurance license, Series 7 securities registration and is a Candidate for CFP® Certification. During his free time, Connor enjoys spending time with family and friends, golfing, reading and being outdoors.

Michelle graduated from the University of North Texas with a bachelor’s degree in finance. She actively holds her Series 7 securities registration and Life and Health insurance license. With 10 years of experience in financial planning, Michelle is passionate about every aspect of her role. She especially enjoys developing strong client relationships, helping clients seamlessly transition, and managing their portfolios. She is detail-oriented with responsibilities such as: trading client accounts, onboarding investment and insurance clients, and managing unique or complex client requests. Originally from Dallas, Texas, Michelle enjoys spending time with family and friends, her dogs, and being outdoors.

Sam joined FA Wealth Advisors in summer 2024 after graduating from Auburn University. Sam assists with client meetings, developing client proposals, and other aspects of client service and management. Sam’s favorite part of financial planning is seeing both the immediate and long-term impact proper planning can have. Sam holds his Series 7 securities registration and Life and Health insurance license. Sam is a native Charlottean and an avid Charlotte sports fan. When he is not cheering on the Panthers or Hornets, Sam enjoys golfing, trying new restaurants and hanging out with friends and family.